Category Archives: Securities Regulation

FB and FD

It’s not often that I disagree with Joe Grundfest, but I am going to take exception to one of the points he makes about the Netflix/Facebook disclosure.  As most people know, Netflix’s CEO made a comment about Netflix subscriptions on … Continue reading

Posted in Securities Regulation | Leave a comment

SO NOW WILLIAM SHATNER CAN SELL YOU STOCKS ON LATE NIGHT TV

My very first post on this blog back in June 2011 (now sadly lost to posterity) speculated on how awesome it would be if the SEC were to lift the prohibition on general solicitation and let William Shatner promote shares … Continue reading

Posted in Securities Regulation | Leave a comment